13 August 2025

On Initial Conditions (1990-1999)

"Although a system may exhibit sensitive dependence on initial condition, this does not mean that everything is unpredictable about it. In fact, finding what is predictable in a background of chaos is a deep and important problem. (Which means that, regrettably, it is unsolved.) In dealing with this deep and important problem, and for want of a better approach, we shall use common sense." (David Ruelle, "Chance and Chaos", 1991)

"Everywhere […] in the Universe, we discern that closed physical systems evolve in the same sense from ordered states towards a state of complete disorder called thermal equilibrium. This cannot be a consequence of known laws of change, since […] these laws are time symmetric- they permit […] time-reverse. […] The initial conditions play a decisive role in endowing the world with its sense of temporal direction. […] some prescription for initial conditions is crucial if we are to understand […]" (John D Barrow, "Theories of Everything: The Quest for Ultimate Explanation", 1991)

"First, strange attractors look strange: they are not smooth curves or surfaces but have 'non-integer dimension' - or, as Benoit Mandelbrot puts it, they are fractal objects. Next, and more importantly, the motion on a strange attractor has sensitive dependence on initial condition. Finally, while strange attractors have only finite dimension, the time-frequency analysis reveals a continuum of frequencies." (David Ruelle, "Chance and Chaos", 1991)

"If we have several modes, oscillating independently, the motion is, as we saw, not chaotic. Suppose now that we put a coupling, or interaction, between the different modes. This means that the evolution of each mode, or oscillator, at a certain moment is determined not just by the state of this oscillator at that moment, but by the states of the other oscillators as well. When do we have chaos then? Well, for sensitive dependence on initial condition to occur, at least three oscillators are necessary. In addition, the more oscillators there are, and the more coupling there is between them, the more likely you are to see chaos." (David Ruelle, "Chance and Chaos", 1991)

"[…] the standard theory of chaos deals with time evolutions that come back again and again close to where they were earlier. Systems that exhibit this "eternal return" are in general only moderately complex. The historical evolution of very complex systems, by contrast, is typically one way: history does not repeat itself. For these very complex systems with one-way evolution it is usually clear that sensitive dependence on initial condition is present. The question is then whether it is restricted by regulation mechanisms, or whether it leads to long-term important consequences." (David Ruelle, "Chance and Chaos", 1991)

"What we now call chaos is a time evolution with sensitive dependence on initial condition. The motion on a strange attractor is thus chaotic. One also speaks of deterministic noise when the irregular oscillations that are observed appear noisy, but the mechanism that produces them is deterministic." (David Ruelle, "Chance and Chaos", 1991)

"Chaos is a parody of any metaphysics of destiny. It is not even an avatar of such a metaphysics. The poetry of initial conditions fascinates us today, now that we no longer possess a vision of final conditions, and Chaos stands in for us as a negative destiny. [...] Destiny is the ecstatic figure of necessity. Chaos is merely the metastatic figure of Chance. Chaotic processes are random and statistical in nature and, even if they culminate in the hidden order of strange attractors, that still has nothing to do with the fulgurating notion of destiny, the absence of which is cruelly felt." (Jean Baudrillard, "The Illusion of the End", 1992)

"In nonlinear systems - and the economy is most certainly nonlinear - chaos theory tells you that the slightest uncertainty in your knowledge of the initial conditions will often grow inexorably. After a while, your predictions are nonsense." (M Mitchell Waldrop, "Complexity: The Emerging Science at the Edge of Order and Chaos", 1992)

"How can deterministic behavior look random? If truly identical states do occur on two or more occasions, it is unlikely that the identical states that will necessarily follow will be perceived as being appreciably different. What can readily happen instead is that almost, but not quite, identical states occurring on two occasions will appear to be just alike, while the states that follow, which need not be even nearly alike, will be observably different. In fact, in some dynamical systems it is normal for two almost identical states to be followed, after a sufficient time lapse, by two states bearing no more resemblance than two states chosen at random from a long sequence. Systems in which this is the case are said to be sensitively dependent on initial conditions. With a few more qualifications, to be considered presently, sensitive dependence can serve as an acceptable definition of chaos [...]" (Edward N Lorenz, "The Essence of Chaos", 1993)

"How surprising it is that the laws of nature and the initial conditions of the universe should allow for the existence of beings who could observe it. Life as we know it would be impossible if any one of several physical quantities had slightly different values." (Steven Weinberg, "Life in the Quantum Universe", Scientific American, 1995)

"Chaos appears in both dissipative and conservative systems, but there is a difference in its structure in the two types of systems. Conservative systems have no attractors. Initial conditions can give rise to periodic, quasiperiodic, or chaotic motion, but the chaotic motion, unlike that associated with dissipative systems, is not self-similar. In other words, if you magnify it, it does not give smaller copies of itself. A system that does exhibit self-similarity is called fractal. [...] The chaotic orbits in conservative systems are not fractal; they visit all regions of certain small sections of the phase space, and completely avoid other regions. If you magnify a region of the space, it is not self-similar." (Barry R Parker, "Chaos in the Cosmos: The stunning complexity of the universe", 1996)

"What is chaos? Everyone has an impression of what the word means, but scientifically chaos is more than random behavior, lack of control, or complete disorder. [...] Scientifically, chaos is defined as extreme sensitivity to initial conditions. If a system is chaotic, when you change the initial state of the system by a tiny amount you change its future significantly." (Barry R Parker, "Chaos in the Cosmos: The stunning complexity of the universe", 1996)

"Small changes in the initial conditions in a chaotic system produce dramatically different evolutionary histories. It is because of this sensitivity to initial conditions that chaotic systems are inherently unpredictable. To predict a future state of a system, one has to be able to rely on numerical calculations and initial measurements of the state variables. Yet slight errors in measurement combined with extremely small computational errors (from roundoff or truncation) make prediction impossible from a practical perspective. Moreover, small initial errors in prediction grow exponentially in chaotic systems as the trajectories evolve. Thus, theoretically, prediction may be possible with some chaotic processes if one is interested only in the movement between two relatively close points on a trajectory. When longer time intervals are involved, the situation becomes hopeless."(Courtney Brown, "Chaos and Catastrophe Theories", 1995)

"Swarm systems generate novelty for three reasons: (1) They are 'sensitive to initial conditions' - a scientific shorthand for saying that the size of the effect is not proportional to the size of the cause - so they can make a surprising mountain out of a molehill. (2) They hide countless novel possibilities in the exponential combinations of many interlinked individuals. (3) They don’t reckon individuals, so therefore individual variation and imperfection can be allowed. In swarm systems with heritability, individual variation and imperfection will lead to perpetual novelty, or what we call evolution." (Kevin Kelly, "Out of Control: The New Biology of Machines, Social Systems and the Economic World", 1995)

"Chaos appears in both dissipative and conservative systems, but there is a difference in its structure in the two types of systems. Conservative systems have no attractors. Initial conditions can give rise to periodic, quasiperiodic, or chaotic motion, but the chaotic motion, unlike that associated with dissipative systems, is not self-similar. In other words, if you magnify it, it does not give smaller copies of itself. A system that does exhibit self-similarity is called fractal. [...] The chaotic orbits in conservative systems are not fractal; they visit all regions of certain small sections of the phase space, and completely avoid other regions. If you magnify a region of the space, it is not self-similar." (Barry R Parker, "Chaos in the Cosmos: The stunning complexity of the universe", 1996)

"What is chaos? Everyone has an impression of what the word means, but scientifically chaos is more than random behavior, lack of control, or complete disorder. [...] Scientifically, chaos is defined as extreme sensitivity to initial conditions. If a system is chaotic, when you change the initial state of the system by a tiny amount you change its future significantly." (Barry R Parker, "Chaos in the Cosmos: The stunning complexity of the universe", 1996)

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